Newsletter 02/2014
Training March - June 2014

MARCH

11th March, Thurs - Introduction to Financial Services Regulation in Ireland, Half Day

12th March, Wed - Complaints Handling & Treating Customers Fairly, Half Day

13th March, Thurs - Dignity in the Workplace, Brief

13th March, Thurs – AML in Practice: Implementation of Current Legislation and Guidance, Brief

19th March, Wed – Consumer Protection Code – Advertising, Half Day

20th March, Thurs - Risk-Based Compliance Monitoring for Financial Institutions, Full Day

25th March, Tues - Minimum Competency Code, Half Day

26th March, Wed - Ethics, Brief

27th March, Thurs - Capital Requirements Directive III FOR Investment Firms, Full Day

 

APRIL

8th April, Tues - E-Money Directive, Brief

8th April, Tues - Payment Services Directive, Brief

9th April, Wed - Important Employment Law Issues and How to Address Them, Half Day

10th April, Thurs - Role of the Compliance Officer - for Banks and Investment Firms, Half Day

15th April, Tues - Consumer Protection Code 2012, Half Day

16th April, Wed - Central Bank Inspections & Enforcement, Half Day

17th April, Thurs - Anti-Money Laundering/Counter-Terrorist Financing, Full Day

22nd April, Tues - PRISM, Lunch Brief

23rd April, Wed - Corporate Governance, Half Day

24th April, Thurs - Understanding Solvency II, Full Day

29th April, Tues - Data Protection and How to Conduct a Data Protection Audit, Full Day

30th April, Wed - Code of Conduct on Mortgage Arrears, Brief

 

MAY

1st May, Thurs - Role of the Compliance Officer for Insurance Firms, Full Day

7th May, Wed - AML in Practice: Implementation of Current Legislation and Guidance, Brief

8th May, Thurs - Understanding MiFID, Full Day

13th May, Tues - Corporate Governance, Half Day

14th May, Wed – Consumer Protection Code – Advertising, Half Day

15th May, Thurs - Implementing UCITS IV, Half Day

20th May, Tues - Implementing the Directive for Alternative Investment Fund Managers (AIFM), Half Day

21st May, Wed - Payment Services Directive, Brief

22nd May, Thurs - Developments in MiFID 2, Brief

23rd May, Wed - Establishing the Internal Audit Function, Half Day

27th May, Tues - Complaints Handling & Treating Customers Fairly, Half Day

28th May, Wed - Anti-Money Laundering Refresher Course, Brief

29th May, Thurs - Directors Training - Anti-Money Laundering/Counter Terrorist Financing, Brief

 

JUNE

4th June, Wed - Ethics, Brief

5th June, Thurs - Introduction to Financial Services Regulation in Ireland, Half Day

10th June, Tues - Implementing Fit & Proper in your Business, Brief

10th June, Tues - PRISM, Lunch Brief

11th June, Wed - Understanding Funds in Ireland, Half Day

12th June, Thurs - Directors Duties and Corporate Governance, Full Day

17th June, Tues - Dignity in the Workplace, Brief

18th June, Wed - Consumer Protection Code 2012, Half Day

19th June, Thurs - Data Protection and How to Conduct a Data Protection Audit, Full Day

24th June, Tues - Central Bank Inspections and Enforcement, Half Day

25th June, Wed - Risk-Based Compliance Monitoring for Financial Institutions, Full Day

26th June, Thurs - Anti-Money Laundering/Counter-Terrorist Financing, Full Day

27 February 2014
In This Issue
Central Bank News
Revised Corporate Governance Code for Credit Institutions and Insurance Undertakings
Financial Crime
Central Bank to Regulate Trust and Company Service Providers for AML
Princess Cristina of Spain in Court Over Alleged Money Laundering
Ted Cunningham Pleads Guilty to Money Laundering
Enforcement
Financial Services Ombudsman Can Name and Shame
Insurance News
12 Month Non-Solicitation Period for Insurance Brokers Confirmed
Europe
EBA proposes a definition of 'fixed overheads' and capital charge for use of tied agents
EBA publishes standard on classes of instruments eligible for variable remuneration use under CRD IV
Training
Training March - June 2014
Useful Links
Compliance Ireland
Compliance Ireland
Lower Ground Floor
13 Adelaide Road
Dublin 2

T: +353 1 425 5962
E: email@complianceireland.com
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